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Qantam
Commitment
Qantam Risk Assessment is an authorised
Financial Services Provider (Licence No. 3349) and
expresses its
commitment towards compliance with FAIS and other
applicable legislation.
The company also has strict policies regarding the
below aspects and all staff adhere to these
policies:
1. Waiver of
Rights
Under no circumstances must a client be
induced to waive any rights such as the
right to a copy of the advice or any other
right as it is null and void.
2. Conflict of Interests
2.1 Qantam Risk Assessment (Pty) Ltd must
disclose to the client, the existence of any
personal interest in the relevant service or
of any circumstance, which gives rise to an
actual or potential conflict of interest in
relation to such serviced and take all
reasonable steps to ensure fair treatment of
the client.
2.2 Non-cash incentives offered and / or
other indirect consideration payable by
another provider, a product supplier or any
other person to Qantam Risk Assessment (Pty)
Ltd could be viewed as a potential conflict
of interest.
3. Confidentiality
Under no circumstances must any information
received from the client or a supplier
regarding the client be disclosed unless it
falls within the standard information
sharing agreement or the client has given
permission.
4. Gifts Policy
Any gifts received from any product supplier
or client in excess of R100, be it cash or
presents, must be entered in Qantam Risk
Assessment’s Gifts Register.
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